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Securities Exchange Act
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211	INSIDER TRADING POLICY AIR TRANSPORT SERVICES GROUP, INC. I. PURPOSE Add to Reading List Source URL: www.atsginc.com Language: English - Date: 2016-08-20 18:21:04 73rd United States Congress U.S. Securities and Exchange Commission Insider trading Corruption Conflict of interest Securities Exchange Act Securities Act Securities regulation in the United States Insider SEC Rule 10b5-1 STOCK Act
212	CHAPTER 13 Attorney General ARTICLE 1 MISCELLANEOUS Add to Reading List Source URL: www.scstatehouse.gov Language: English - Date: 2016-05-06 09:02:49 U.S. Securities and Exchange Commission Stock market Financial markets 73rd United States Congress United States securities law Securities Act Regulation D Securities Exchange Act Security Prospectus Securities regulation in the United States Securities market
213	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-03 14:52:36 Financial markets Stock market U.S. Securities and Exchange Commission Order Futures contract Algorithmic trading Securities Exchange Act Option
214	THE DILEMMA OF FCPA SELF-REPORTING Jeffrey R. Boles* INTRODUCTION Professor Peter Reilly examines the difficult strategic decision a company faces of whether to disclose voluntarily to the government a potential violatio Add to Reading List Source URL: www.floridalawreview.com Language: English Business ethics Foreign Corrupt Practices Act Corruption U.S. Securities and Exchange Commission Whistleblower FCPA Internal control The FCPA Blog Integrity management
215	Statement of Proposed Testimony of Stephen P. Harbeck President and Chief Executive Officer Securities Investor Protection Corporation Before the Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 Investment Securities Investor Protection Corporation United States securities law Madoff investment scandal Bernard Madoff U.S. Securities and Exchange Commission Broker-dealer Madoff Recovery of funds from the Madoff investment scandal Securities Investor Protection Act
216	OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:22 Self-regulatory organizations United States securities law Financial Industry Regulatory Authority Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission
217	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-03-17 11:10:30 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Rebate Stock market
218	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-09 11:17:23 73rd United States Congress U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States National Market System New York Stock Exchange Futures contract
219	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-28 09:59:16 Commodity markets Financial markets 76th United States Congress Institutional investors Exchange-traded fund Futures contract Commodity pool operator U.S. Securities and Exchange Commission Broker-dealer Financial adviser Investment Advisers Act Commodity Futures Trading Commission
220	SEC FORM 4 SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.baltia.com Language: English - Date: 2016-05-05 11:33:49 Stock market SEC filings U.S. Securities and Exchange Commission 73rd United States Congress Form 4 Security Securities Exchange Act Stock

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